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文件名称: ISO-PAS_21448-2019 【高清版】.pdf
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 详细说明:ISO-PAS_21448-2019 【高清版}功能安全经过两轮迭代后无法试用于自动驾驶 SOTIF应运而生lso/PAS21448:2019(E Contents Page Foreword Introduction Scope 1234 Normative references Terms and definitions 116 Overview of this document's activities in the development process 非目主11上道1非主1和能1 Functional and system specification (intended functionality content)....11 5.1 Objectives 5.2 Functional description 5.3 Consideration on system design and architecture …12 Identification and Evaluation of hazards caused by the intended functionality .13 6. 1 Objectives........13 6.2 Hazard identification……111 14 6.3 Hazard analysis 15 6.4 Risk evaluation of the intended function 16 6. 5 Specification of a validation target 16 Identification and Evaluation of triggering events 17 7. 1 Objectives......m..17 7. 2 Analysis of triggering events 7.2.1 Triggering events related to algorithms .17 7.2.2 Triggering events related to sensors and actuators .18 7.3 Acceptability of the triggering events 19 8 Functional modifications to reduce otif related risks 19 8. 1 Objectives.. 福科有车丰器福丰等若不福4 和存福 19 8.2 General 8. Measures to improve the otif .20 8. 4 Updating the system specification ……112 9 Definition of the verification and validation strategy 22 9.1 Objectives ………2 9.2 Planning and specification of integration and testin 23 10 Verification of the SOTIF (Arca 2) 23 10.1 Objectives 10.2 Sensor verification 24 10.3 Decision algorithm verification 10. Actuation verification 于于是上世他十把世 “1世于十世世土世把于世牙 25 10.5 Integrated system verification 25 11 Validation of the SOTIF (Area 3). 26 11.1 Objectives .26 11.2 Evaluation of residual risk……11 26 11.3 Validation test parameters 26 12 Methodology and criteria for SOTIF release............27 12.1 Objectives.. 27 12.2 Methodology for evaluating SOTIF for release 27 12.3 Criteria for Sotif release 28 Annex A (informative) Examples of the application of SoTIF activities 30 Annex B (informative) Example for definition and validation of an acceptable false alarm rate in AEB systems… 33 Annex C (informative) Validation of SoTIF applicable systems 41 O ISo 2019-All rights reserved 1so/PAS21448:2019(E Annex D (informative) Automotive perception systems verification and validation 43 Annex E (informative) Method for deriving SOTIF misuse scenarios 946 Annex F(informative) Example construction of scenario for SOTIF safety analysis method.mmm.49 Annex G(informative) Implications for off-line training 52 Bibliography.… 54 C ISo 2019-All rights reserved lso/PAS21448:2019(E Foreword ISo (the International Organization for Standardization) is a worldwide federation of national standards bodies (IsO member bodies). The work of preparing International Standards is normally carried out through Iso technical committees. Each member body interested in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISo, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission(IEC)on all matters of electrotechnical standardization The procedures used to develop this document and those intended for its further maintenance are described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for the different ty pes of ISO documents should be noted. This document was drafted in accordance with the editorialrulesoftheISo/IECDirectives,Part2(seewww.isoorg/directives) Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of any patent rights identified during the development of the document will be in the Introduction and/or ontheIsOlistofpatentdeclarationsreceived(seewww.iso.org/patents) Any trade name used in this document is information given for the convenience of users and does not constitute an endorsement For an explanation of the voluntary nature of standards, the meaning of Iso specific terms and expressions rclated to conformity assessment, as well as information about isos adherence to the WorldTradeOrganization(wtOprinciplesintheTechnicalBarrierstotrAde(tbt)seEwww.iso .org/iso/foreword.htm This document was prepared by Technical Committee ISO/TC 22, Road vehicles, Subcommittee SC 32, Electrical and electronic components and general system aspects. Any feedback or questions on this document should be directed to the users national standards body. A completelistingofthesebodiescanbefoundatwww.iso.org/members.html C IS0 2019-All rights reserve 1so/PAS21448:2019(E Introduction The safety of road vehicles during their operation phase is of paramount concern for the road vehicles industry. Recent years have seen a large increase in the number of advanced functionalities included in vehicles. These rely on sensing, processing of complex algorithms and actuation implemented by electrical and/or electronic(E/E) systems. An acceptable level of safety for road vehicles requires the avoidance of unreasonable risk caused by every hazard associated with the intended functionality and its implementation, especially those not due to failures, e. g. due to performance limitations. 150 26262-1 defines the vehicle safety as the absence of unreasonable risks that arise from malfunctions of the e/E system. ISo 26262-3 specifies a Hazard Analysis and Risk Assessment to determine vehicle level hazards. This evaluates the potential risks due to malfunctioning behaviour of the item and enables the definition of top-level safety requirements, i.e. the safety goals, necessary to mitigate the risks. The other parts of the ISo 26262 series provide requirements and recommendations to avoid and control random hardware failures and systematic failures that could violate safety goals For some systems, which rely on sensing the external or internal environment, there can be potentially hazardous behaviour caused by the intended functionality or performance limitation of a system that is frcc from the faults addressed in the iso 26262 series Examples of such limitations include: The inability of the function to correctly comprehend the situation and operate safely this also includes functions that use machine learning algorithms Insufficient robustness of the function with respect to sensor input variations or diverse environmental conditions The absence of unreasonable risk due to these potentially hazardous behaviours related to such limitations is defined as the safety of the intended functionality (SOTIF). Functional safety (addressed by the iso 26262 series) and SOtiF are distinct and complementary aspects of safety. To address the SOTif, activities are implemented during the following phases Measures in the design phase; EXAMPLE Requirement on sensor performance. Measures in the verification phase; EXAMPLE Technical Reviews, test cases with a high coverage of relevant scenarios, injection of potential triggering events, in the loop testing (e.g. SIL/ HIL/ MIL of selected SOTIF are relevant use cases Measures in the Validation phase. EXAMPLE Long term vehicle test, simulations a proper understanding of the function by the user, its behaviour and its limitations (including the human/machine interface) is the key to ensuring safety In many instances, a triggering event is necessary to cause a potentially hazardous behaviour; hence the importance of analysing hazards in the context of particular use cases In this document the hazards caused by a potentially hazardous system behaviour, due to a triggering event, are considered both for use cases when the vehicle is correctly used and for use cases when it is incorrectly used in a reasonably foreseeable way (this excludes intentional alterations made to the system s operation EXAMPLE Lack of driver attention while using a level 2 driving automation In addition, reasonably foreseeable misuse, which could lead directly to potentially hazardous system behaviour, is also considered as a possible triggering event C ISo 2019-All rights reserved lso/PAS21448:2019(E A successful attack exploiting vehicle security vulnerabilities can also have very serious consequences (. e. data or identity theft, privacy violation, etc. ) Although security risks can also lead to potentially hazardous behaviour that needs to be addressed, security is not addressed by this document It is assumed that the E/E random hardware faults and systematic faults of the e/E system are addressed using the Iso 26262 series The activities mentioned in this document are complementary to those given in the Iso 26262 series. Table 1 illustrates how the passible causes of hazardous event map to existing standards. Table 1- Overview of safety relevant topics addressed by different Iso standards Source Cause of hazardous event Within scope of E/E System failures ISo 26262 series Performance limitations or insufficient situa tional awareness, with or without reasonably ISO/PAS 21448 foreseeable misuse ISO/PAS 21448 System Reasonably foreseeable misuse, incorrect HMI/IS0 26262 series (e.g. user confusion, user overload) European statement of principal on the design of human-ma thine-interfa Hazards caused by the system technology Specific standards successful attack exploiting vehicle security vulnerabilities ISo 21434a or SAE J3061 Impact from active Infrastructure and or vehi External cle to vehicle communication, external devices IS0 20077 series; IS0 26262 series factor and cloud services Impact from car surroundings(other users, ISO/PAS 21448 passive" infrastructure, environmental condi- tions: weather, Electro-Magnetic Interference. IS0 26262 series a Under preparation Stage at the time of publication: ISO/SAE CD 21434. NOTE Options for automated driving level definitions(from NHTSA, SAE and OICA, etc. are discussed in the ITS-Informal Group ECE/ TRANS/WP29 C IS0 2019-All rights reserve PUBLICLY AVAILABLE SPECIFICATION ISO/PAS21448:2019(E Road vehicles- Safety of the intended functionality 1 Scope The absence of unreasonable risk due to hazards resulting from functional insufficiencies of the intended functionality or by reasonably foreseeable misuse by persons is referred to as the safety Of The Intended Functionality (SOTIF. This document provides guidance on the applicable design, verification and validation measures needed to achieve the SoTiF. This document does not apply to faults covered by the IS0 26262 scrics or to hazards directly caused by the system technology (e.g. cyc damage from a laser sensor). This document is intended to be applied to intended functionality where proper situational awareness is critical to safety, and where that situational awareness is derived from complex sensors and processing algorithms; especially emergency intervention systems (e. g. emergency braking systems and Advanced Driver Assistance Systems(ADAS)with levels 1 and 2 on the OICA/SAE standard J3016 automation scales. This edition of the document can be considered for higher levels of automation however additional measures might be necessary. This document is not intended for functions of existing systems for which well-established and well-trusted design, verification and validation (v&v) measures exist at the time of publication (e. g. Dynamic Stability Control (DSC) systems, airbag, etc. J Some measures described in this document are applicable to innovative functions of such systems if situational awareness derived from complex sensors and processing algorithms is part of the Innovation Intended use and reasonably foreseeable misuse are considered in combination with potentially hazardous system behaviour when identifying hazardous events Reasonably foreseeable misuse, which could lead directly to potentially hazardous system behaviour, is also considered as a possible event that could directly trigger a SotiF-related hazardous event Intentional alteration to the system operation is considered feature abuse Feature abuse is not in scope of this document 2 Normative references The following documents are referred to in the text in such a way that some or all of their content constitutes requirements of this document. For dated references, only the edition cited applies For undated references, the latest edition of the referenced document (including any amendments) applies IS0 26262-1: 2018, Road vehicles- Functional Safety Part 1: Vocabulary 3 Terms and definitions For the purposes of this document, the terms and definitions given in Iso 26262-1: 2018 and the following apply ISO and IEC maintain terminological databases for use in standardization at the following addresses IsOoNlinebrowsingplatformavailableathttps://www.iso,org/obp IecElectropedia:availableathttp://www.electropedia.org C IS0 2019-All rights reserve 1So/PAS21448:2019(E 3.1 action atomic behaviour that is executed by any actor in a scene Note 1 to entry: The temporal sequence of actions/events and scenes specify a scenario EXAMPLE Ego vehicle activates the hazard warning light 3.2 erroneous pattern input that can trigger unintended behaviour 3.3 event occurrence at a certain place and at a particular point in time Note 1 to entry: The temporal sequence of actions events and scenes specify a scenario Note 2 to entry: In particular this document addresses triggering events ( 3. 15) and hazardous events. A hazardous event is the combination of a hazard (caused hy malfunctioning hehaviour) and a specific operational situation Refer to Figure 12 for details EXAMPLE 1 Tree falling on a street 50 m ahead of a vehicle xy. EXAMPLE 2 Traffic light turning green at time XX: XX. 3.4 functional improvement modification to a function, system or element specification to reduce risk 3.5 intended behaviour specified behaviour of the intended functionality including interaction with items Note 1 to entry: See Clause 5 for additional information about the specification of intended behaviour. Note 2 to entry: The specified behaviour is the behaviour that the developer of the item considers to be the nominal (i.e. fault-free] functionality, with its capability limitations due to inherent characteristics of the components and technology used 3,6 intended functionality behaviour specified for a system 3.7 Usui se usage of the system by a human in a way not intended by the manufacturer of the system Note 1 to entry: Misuse can result from overcon fidence in the performance of the system. Note 2 to entry: Misuse includes human behaviour that is not specified but does not include deliberate system alterations 3.8 misuse scenarIo scenario in which misuse occurs 3.9 performance limitation insufficiencies in the implementation of the intended functionality EXAMPLE Incomplete perception of the scene, insufficiency of the decision algorithm, insufficient performance of actuation, C ISo 2019-All rights reserved
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